FAQs

BeauMorgan Advisors provides comprehensive financial planning and investment management services. Below are answers to frequently asked questions to help address common topics and better support your financial decisions.

Investment Philosophy & Strategy

The “180° Problem” is our core concept explaining that the rules of money change completely when you retire. Strategies that worked for saving (accumulation) can actively hurt you during withdrawal (decumulation). Retirement introduces new risks like the “Tax Torpedo” and “IRMAA Surprises” that require a different strategic approach than simply “buying and holding”.

We believe in “evidence-based” investing that prioritizes research over headlines and discipline over predictions. We utilize deep in-house research and proprietary models to build “high-conviction portfolios”. Our strategy includes a “Short-Term Capital Appreciation Strategy” to capitalize on near-term market opportunities, though clients should be aware this can involve higher turnover and volatility. Additionally, we utilize a “Custom ETF” specifically designed for tax-sensitive portfolio transitions.

We believe that “calm builds wealth” and that patience is a “power move”. We do not chase headlines or react to short-term noise, as these reactions often create costly mistakes. Instead, we focus on what you can control: your allocation, risk level, tax decisions, and costs.

Services & Financial Planning​

The “Bracket List” is our proprietary framework for managing tax-smart income in retirement. It is a personalized roadmap that considers your specific goals, tax brackets, and withdrawal needs to determine the optimal order of withdrawals from your accounts (Taxable first, Tax-deferred next, Tax-free last) to preserve more of your wealth.

We offer full-service financial, estate, and retirement planning. Specific services include:
  • Tax Planning: Strategies to avoid the “Social Security Tax Torpedo” and Medicare IRMAA cliffs.
  • Legacy Planning: Advice on asset titling and spousal rollovers to ensure heirs receive a step-up in basis and avoid unnecessary taxes.
  • Educational Resources: Subscriptions to “Morgan Minutes” (investment newsletter), “Beau Talks” (financial literacy videos), and financial coaching sessions.
  • Retirement Plan Consulting: Services for plan sponsors of employer-sponsored retirement plans.
Yes. We advise on strategies like Qualified Charitable Distributions (QCDs). Unlike writing a check, which is paid from taxable income, a QCD counts toward your Required Minimum Distribution (RMD) without increasing your Adjusted Gross Income (AGI), helping you avoid higher tax brackets and Medicare premiums.

Security & Compliance

We utilize Charles Schwab & Co., Inc. as our qualified custodian. This ensures your funds and securities are held independently from our firm.

We maintain strict cybersecurity policies, including the use of cloud-based backups, encryption, and “clean desk” policies. We do not share your nonpublic personal information (NPI) with non-affiliated third parties unless necessary to provide our services or required by law. We also have a specific policy to protect senior and vulnerable clients from financial exploitation, including placing temporary holds on transactions if exploitation is suspected.

We have a comprehensive Business Continuity Plan (BCP) to ensure we can resume operations quickly. We back up electronic records daily to the cloud. If we are unable to continue business, our plan assures you prompt access to your funds and securities through our custodian.
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